Business Continuity Plan

BUSINESS CONTINUITY PLANNING

Beaconsfield Financial is committed to providing reliable, trustworthy service that represents the best interests of our clients.  The firm has developed a business continuity plan to protect our clients and employees in the event of an emergency or significant business disruption.  The plan is designed to help prepare for securing employees’ safety and firm property, making financial and operational assessments, promptly recovering and resuming operations, protecting the firm’s books and records, and allowing our clients access to their funds and securities.

The business continuity plan considers various scenarios that range in severity.  Our goal in all situations is to return to normal business conditions as soon as possible.

Beaconsfield Financial’s business continuity plan is subject to change at any time without notice.  However, notwithstanding the above, Beaconsfield Financial does not guarantee that for every disaster or business disruption, such plans will be successfully implemented or that such plans will be sufficient and appropriate to avoid, deter or mitigate the disaster or business disruption.

Beaconsfield Financial holds no customer funds or securities, however, we maintain a backup facility and arrangements.  If we experience a significant business disruption (SBD) affecting one  of our office locations, contact “client services” at www.RBC.com or another Beaconsfield office as we plan to remain in business without a significant interruption.  If none of our offices are available, please refer to your month end statement to obtain a contact number or mailing address.  Emergency information will be posted at www.BeaconsfieldFinancial.com

*** Orders submitted to us by e-mail or by any other electronic

means will not be regarded and will not be acted upon.